Financial Services M&A Ongoing

Edelman Financial Engines — M&A Tenant Migration & M365 Governance

Ongoing M&A migration and M365 governance partner for one of the nation's largest independent wealth management firms — every acquisition migration executed with zero data loss under SEC and FINRA oversight.

2+ YrsEngagement
0Data Loss
4Service Domains
SEC/FINRACompliant

Summit's longest-running and most trusted client relationship.

Summit Migrations serves as the dedicated M&A migration and governance partner for Edelman Financial Engines, one of the nation's largest independent wealth management firms. We manage every acquisition migration — from full tenant-to-tenant integrations to Record Center preparation — while continuously strengthening their Microsoft 365 security and compliance posture.

Zero margin for error in a regulated environment.

  • SEC and FINRA regulated environment requiring zero error tolerance on every engagement
  • Each acquisition introduces a new M365 tenant and separate IT footprint requiring full integration
  • Client financial data must be prepared for ingestion into a Salesforce-integrated Record Center
  • Security posture required ongoing proactive remediation between migrations
  • Unauthorized admin access and external sharing exposures discovered and remediated

The M&A migration pipeline.

Every acquisition follows a structured pipeline. Summit performs full T2T migration — email, OneDrive, SharePoint Online, and file shares — then constructs the Meta File: a master document mapping each financial record to its Financial Planner, District Office, Salesforce ID, and compliance record number. This enables compliant ingestion into the firm's Salesforce-integrated Record Center under SEC and FINRA requirements.

Migration, governance, and security — all under one engagement.

  • End-to-end M&A tenant-to-tenant migrations using ShareGate with full audit trails
  • Meta File construction — metadata enrichment and compliance packaging for Record Center ingestion
  • Full security and governance advisory — external sharing, permissions hygiene, admin access cleanup
  • Ongoing M365 platform administration, SharePoint builds, and Power Automate solutions

A trusted partner across every acquisition.

  • All acquisition migrations completed with zero data loss
  • Record Center pipeline established and operational for all client financial data
  • Tenant-wide external sharing remediation and policy overhaul
  • Unauthorized Site Collection Admin access eliminated across the tenant
  • Legacy on-premises home folders fully retired and standardized to OneDrive
  • SharePoint Premium archiving implemented to control storage costs

Facing a merger or acquisition?

Summit ensures compliant, predictable M&A migrations in regulated environments.

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